EPSTEIN
page 5 / 382 . OCR, unverified
Country:
Es: Assets Under Mgt
Institution:
Country:
Est. Assets Under Mgt
Please indicate the family situation of the individual (marital status, other family members. etc.): Married t
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0091279
CONFIDENTIAL
SONY GM_00237463
EFTA01387981
--- SOURCE: IMAGES__0056__EFTA01387982.txt ---
METADATA_SOURCE: IMAGES0056
METADATA_FILENAME: EFTA01387982.pdf
----------------------------------------
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar
3A. Individual Details (for all parties)
Individual's Name:
Date of Birth
Country of Residence
United States
Country of afar sh o
Address of primar y
residence-
301 E 86th St. Apt 8H New York NY 10085 United
States
Has client resdeo out sloe
of hig/her country of
nationality for 5 years or
more?
Yes lg. No
Professor : Occupat ion.
Interior Decorator
Tax ID: SSN
105-98-1619
Current Employer:
JSC Interiors LLC
Position/TitlerRank.
I nte• or Decorator
Address of employer:
575 Lexington Ave 14th Floor New York NY United Sta es 10022
Does the person work as senior executive of a DB-recognized regulated entity in
he financial Industry? or a entity listed on a DB-recognised exchange? (Not
pplicable for operating entities
0Yes tri No
Is the individual a Politically Exposed Person (F£P)?(11 Yes, desaibe) N/A
Yes
sr
..41 No
To the best of your knowledge, lathe individual related to an employee of the DB
groupyd Family or Friendship, dewily) NIA
D Family
Friendship
P3 None
To the best of your knowledge, Is the Individual party to a non-banking
relationship with Deutsche Bank (e.g., external legal counsel, client referral
source, supplier of goods or eervices)7(d Yes,deseribe ) N/A
❑0 Yes
No
If applicable, indicate which bank officers have met
the person:
Indicate where and when the client meetings) took place
Bank Officer Name(s)
Bank Office
Client
Private
Domicile
Client Place
of Business
Other Location (soeciryi
Dare
Stewart Oldfield
W
23 2017
•
•
El
-
LiWealtr Details for this individual are rot filled in because they are the same as for the following person.
3B. Wealth Details (Only for parties requiring source of wea th oescriptior as indicated in Section 2)
Nature of the Individual's Business:
Interior Design
Primary Country of source of wealth/source of Funds? United Rates
Primary industry of source of Wealth/Source of
Funds?
Cther
Summarize Source of Wealth:
D Bulimia Owner ga Salary/Earnings • Investment 0 Inheritance/Gifts
D Other:
Further Desaibe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate
wealth? For inheritance. how did family accumulate wealth?For business owners, how long in business. how many employees. level of
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0091280
SONY GM_00237464
EFTA01387982
--- SOURCE: IMAGES__0056__EFTA01387983.txt ---
METADATA_SOURCE: IMAGES0056
METADATA_FILENAME: EFTA01387983.pdf
----------------------------------------
profitability? Indicate type of business, countries of major activities, important business partners.) Karyna went to school for interior
design and now works as an interior decorator for JSC Interiors LLC, a currently client of DB (kyc case 01305519) Her annual income is
approximately 5150k with salary, bonus, and commissions.
Estimated Annual Income
(5)'
150,000.00
Estimated amour: o! .nves:ao.e asse.s(5):
<$1 MM
Estimated Net Worth(S):
c $1 MM
Amount of assets planned to invest with PWM(3):
2,000.00
Other Known Financial Institutions:
Institution
Country:
Es Assets Under Mgt:
Institution
Country:
Es Assets Under Mgt:
Institution
Country:
ES. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.): Married
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0091281
CONFIDENTIAL
SONY GM_00237465
EFTA01387983
--- SOURCE: IMAGES__0056__EFTA01387984.txt ---
METADATA_SOURCE: IMAGES0056
METADATA_FILENAME: EFTA01387984.pdf
----------------------------------------
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar
3A. Individual Details (for all parties)
Individual's Name:
Jeffrey E. Epver
Date of Birth
1;20/1953
Country of Residence'
Virgin Islands. U S
Country of Otizensh o
United Sates
Address of primary
residence-
Little Saint James Saint Thomas 00802 Virgin Islands.
U.S
nationality
Has client resdeo out sloe
of his/her country of
for 5 years or
more?
Yes J No
Professor,' Occupation.
Self Empolyed
Tax ID: SSN
Current Employer:
Southern Trust Company Inc
Position/Title/Rant
President
Address of employer:
6100 Red Hook Quarter B3 St. Thomas Virgin Islands, U.S. 00802
Does the person work as senior executive of a DB-recognized regulated entity in
he financial Industry? or an entity listed on a 0B-recognised exchange? (Not